Ho, Siu Ming 何兆明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2009-03-24 | 2010-06-30 |
2 | Lion Global Financial Limited | Rep | Advising on securities | 2005-03-03 | 2005-03-14 |
3 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2004-04-08 | 2004-10-18 |
4 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-11-08 | 2005-03-03 |
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