Lo, Nim Cho 羅念祖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SERICA PARTNERS LIMITED | Rep | Asset management | 2009-02-26 | 2014-08-22 | RO | Asset management | 2014-08-22 | 2015-01-15 |
| 2 | MizMaa Ventures Limited | RO | Asset management | 2015-01-15 | 2022-10-31 | RO | Advising on securities | 2016-06-02 | 2022-10-31 | RO | Dealing in securities | 2016-06-02 | 2022-10-31 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2004-04-06 | 2009-01-22 |
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