Leahy, David Joseph (SFC:AKI495)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-04-29 | 2018-10-31 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2013-04-29 | 2015-11-23 |
| 3 | INFINI CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2023-10-20 | |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-04-29 | 2018-10-31 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-04-15 | 2006-02-13 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-04-29 | 2015-11-23 |
| 7 | HBS (Hong Kong) Limited | RO | Advising on securities | 2023-02-16 | 2023-07-01 |
| 8 | HBS (Hong Kong) Limited | RO | Dealing in securities | 2023-02-16 | 2023-07-01 |
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