Lau, Siu Cheong (SFC:AKJ015) 劉兆昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-09-28 | 2010-01-01 |
| 2 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2005-09-28 | 2010-01-01 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-09-28 | 2010-01-01 |
| 4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2004-06-18 | 2004-09-14 |
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