Chang, Harold

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2010-09-30 2011-06-30
Rep Advising on securities 2010-09-30 2011-06-30
Rep Dealing in securities 2010-09-30 2011-06-30
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2010-09-30 2011-06-30
3 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2004-04-21 2007-03-30
Rep Advising on securities 2004-04-21 2007-03-30
Rep Dealing in securities 2004-04-21 2007-03-30
4 RBS Asia Corporate Finance Limited Rep Advising on corporate finance 2011-09-30 2012-04-12
Rep Dealing in securities 2011-09-30 2012-04-12

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