Chang, Harold
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-09-30 | 2011-06-30 | Rep | Advising on securities | 2010-09-30 | 2011-06-30 | Rep | Dealing in securities | 2010-09-30 | 2011-06-30 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-30 | 2011-06-30 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-04-21 | 2007-03-30 | Rep | Advising on securities | 2004-04-21 | 2007-03-30 | Rep | Dealing in securities | 2004-04-21 | 2007-03-30 |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2011-09-30 | 2012-04-12 | Rep | Dealing in securities | 2011-09-30 | 2012-04-12 |
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