Low, Andrew Donald
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-01-30 | 2015-08-12 | Rep | Advising on securities | 2015-01-30 | 2015-08-12 | RO | Advising on corporate finance | 2015-08-12 | 2017-07-13 | RO | Advising on securities | 2015-08-12 | 2017-07-13 | Rep | Advising on corporate finance | 2017-07-13 | 2018-07-03 | Rep | Advising on securities | 2017-07-13 | 2018-07-03 | Rep | Advising on corporate finance | 2019-03-21 | 2019-04-13 | Rep | Advising on securities | 2019-03-21 | 2019-04-13 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2015-01-30 | 2015-08-12 | RO | Dealing in securities | 2015-08-12 | 2017-07-13 | Rep | Dealing in securities | 2017-07-13 | 2018-07-03 | Rep | Advising on securities | 2019-03-21 | 2019-04-13 | Rep | Dealing in securities | 2019-03-21 | 2019-04-13 |
| 3 | MACQUARIE CAPITAL LIMITED | RO | Advising on corporate finance | 2004-07-30 | 2010-04-29 | Rep | Dealing in securities | 2005-03-31 | 2010-04-29 |
| 4 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-04-19 | 2004-07-30 | RO | Advising on corporate finance | 2004-07-30 | 2010-04-29 |
| 5 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-07-30 | 2005-03-31 |
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