Lui, Brian Chun Kong 雷振江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-04-27 | 2006-09-01 |
| 2 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-27 | 2006-09-01 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-04-27 | 2006-09-01 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-09-02 | 2006-09-01 |
| 5 | CHARTWELL CAPITAL LIMITED (HK) | RO | Asset management | 2008-02-05 | 2019-07-03 |
| 6 | CHARTWELL CAPITAL LIMITED (HK) | RO | Advising on securities | 2008-11-21 | 2019-07-03 |
| 7 | CHARTWELL CAPITAL LIMITED (HK) | Rep | Advising on securities | 2019-07-03 | 2019-12-31 |
| 8 | CHARTWELL CAPITAL LIMITED (HK) | Rep | Asset management | 2019-07-03 | 2019-12-31 |
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