Tse, Joseph 謝祖耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-04-27 | 2004-06-29 |
| 2 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-27 | 2004-06-29 |
| 3 | GLOBAL MASTERMIND FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-06-04 | 2020-10-14 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-04-27 | 2004-06-29 |
| 5 | GLOBAL MASTERMIND SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-14 | |
| 6 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-04-27 | 2004-06-29 |
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