Lee, Chi Ming (SFC:AKL722) 李志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALPHA WEALTH MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2007-05-08 | 2016-10-03 | RO | Asset management | 2008-04-08 | 2016-10-03 | RO | Advising on securities | 2020-01-22 | RO | Asset management | 2020-01-22 |
| 2 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2004-07-05 | 2007-04-19 | Rep | Asset management | 2005-10-25 | 2007-04-19 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-12-17 | 2007-04-19 |
| 4 | Pixiu Asset Management Limited | RO | Advising on securities | 2017-06-28 | 2019-12-10 | RO | Asset management | 2017-06-28 | 2019-12-10 |
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