Agarwal, Anuja
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asiya Investments Hong Kong Limited | Rep | Advising on securities | 2016-08-25 | 2017-03-01 | Rep | Asset management | 2016-08-25 | 2017-03-01 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Dealing in futures contracts | 2017-07-26 | 2018-07-13 | Rep | Dealing in securities | 2017-07-26 | 2018-07-13 |
| 3 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2009-05-25 | 2010-10-28 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2009-05-25 | 2010-10-28 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-04-28 | 2007-02-03 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-22 | 2007-02-03 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-28 | 2007-02-03 |
| 8 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-03-12 | 2008-11-20 | Rep | Automated trading services | 2007-04-03 | 2008-11-20 |
| 9 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-03-12 | 2008-11-20 | Rep | Automated trading services | 2007-04-03 | 2008-11-20 |
| 10 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-03-12 | 2008-11-20 |
| 11 | Trikon Asset Management Limited | Rep | Asset management | 2018-09-18 | 2021-07-27 |
| 12 | Y2 CAPITAL PARTNERS LIMITED | Rep | Asset management | 2021-12-16 | 2023-11-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy