Tao, Chun Wing 杜俊榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-03-16 | 2005-07-21 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-03-16 | 2005-07-21 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-05-10 | 2006-07-26 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-05-10 | 2006-07-26 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-07-26 | 2006-03-17 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-07-26 | 2006-03-17 |
| 7 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2004-05-07 | 2005-03-15 |
| 8 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-11-10 | 2005-03-15 |
| 9 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2006-03-29 | 2006-04-27 |
| 10 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2006-03-29 | 2006-04-27 |
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