Perrett, Adam Nicholas 龐立德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2006-05-08 | 2006-06-19 | Rep | Advising on corporate finance | 2006-05-08 | 2007-09-01 | RO | Advising on securities | 2006-06-19 | 2007-09-01 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2004-05-14 | 2006-04-11 | Rep | Dealing in securities | 2004-05-14 | 2006-04-11 | RO | Advising on securities | 2005-01-10 | 2006-04-11 |
| 3 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-05-14 | 2006-04-11 |
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