Shin, Stephen Hyunsang 申鉉尚

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2004-05-19 2005-01-07
2 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2005-03-04 2005-06-16
3 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in securities 2005-07-11 2005-11-14
4 LEHMAN BROTHERS SECURITIES ASIA LIMITED Rep Dealing in securities 2005-07-11 2005-11-14
5 LEHMAN BROTHERS ASIA LIMITED Rep Advising on corporate finance 2005-07-15 2005-11-14
6 LEHMAN BROTHERS ASIA LIMITED Rep Advising on corporate finance 2006-05-30 2007-07-01
7 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in securities 2006-05-30 2007-07-01

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