Ling, Miu Kai 凌妙佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-02-03 | 2005-12-21 |
| 2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-05-18 | 2005-12-21 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-02-03 | 2005-12-21 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-08-14 | 2008-07-01 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-08-14 | 2008-07-01 | Rep | Dealing in securities | 2007-11-02 | 2008-07-01 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2004-07-28 | 2005-01-07 | Rep | Dealing in securities | 2008-07-11 | 2008-09-05 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-05-24 | 2005-01-07 | Rep | Dealing in futures contracts | 2008-07-11 | 2008-09-05 |
| 8 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2008-12-23 | 2009-07-20 | Rep | Leveraged foreign exchange trading | 2009-01-23 | 2009-07-20 |
| 9 | Success Securities Limited | Rep | Dealing in securities | 2008-12-23 | 2009-07-20 |
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