Zuo, Jie (SFC:AKP468) 左杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-08-23 | 2006-11-09 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-08-23 | 2006-11-09 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-05-19 | 2005-03-14 | Rep | Dealing in futures contracts | 2004-07-15 | 2005-03-14 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2008-05-21 | 2008-07-30 |
| 5 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2005-08-04 | 2005-08-12 |
| 6 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-06-07 | 2005-08-12 |
| 7 | Oasis Management (Hong Kong) | Rep | Advising on futures contracts | 2013-03-28 | 2016-05-17 | Rep | Advising on securities | 2013-03-28 | 2016-05-17 | Rep | Asset management | 2013-03-28 | 2016-05-17 |
| 8 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2005-08-23 | 2006-11-09 |
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