Tsui, Ho Wai 徐浩維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2022-08-16 | Rep | Asset management | 2022-08-16 | Rep | Dealing in securities | 2022-08-16 |
| 2 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2017-08-08 | 2021-09-09 |
| 3 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2011-06-01 | 2013-09-24 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-06-14 | 2005-07-27 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-08-06 | 2005-07-27 |
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