Thielen, Markus Christian
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Harmony Advisors Limited | Rep | Advising on securities | 2019-09-13 | 2020-01-20 | Rep | Asset management | 2019-09-13 | 2020-01-20 | Rep | Dealing in futures contracts | 2019-09-13 | 2020-01-20 | Rep | Dealing in securities | 2019-09-13 | 2020-01-20 |
| 2 | IDEG Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-06-23 | 2022-09-30 | Rep | Asset management | 2022-06-23 | 2022-09-30 | Rep | Dealing in securities | 2022-06-23 | 2022-09-30 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2012-12-12 | 2014-02-20 | Rep | Advising on securities | 2012-12-12 | 2014-02-20 | Rep | Dealing in futures contracts | 2012-12-12 | 2014-02-20 | Rep | Dealing in securities | 2012-12-12 | 2014-02-20 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2020-06-18 | 2022-01-14 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-05-05 | 2022-01-14 |
| 6 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2014-08-18 | 2015-08-19 |
| 7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-06-04 | 2007-02-22 | Rep | Automated trading services | 2004-07-06 | 2007-02-22 | Rep | Advising on securities | 2004-12-04 | 2007-02-22 | Rep | Advising on futures contracts | 2006-04-21 | 2007-02-22 |
| 8 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2004-06-04 | 2007-02-22 | Rep | Automated trading services | 2004-07-06 | 2007-02-22 |
| 9 | Our Nature Limited | RO | Asset management | 2016-02-03 | 2019-03-25 |
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