Blair, James Malcolm
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital International, Inc. | Rep | Dealing in securities | 2018-01-23 | 2021-01-27 |
| 2 | FIL Investment Advisors | Rep | Asset management | 2004-06-14 | 2006-09-01 | Rep | Advising on securities | 2004-10-15 | 2006-09-01 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2004-06-14 | 2006-09-01 | Rep | Dealing in securities | 2004-06-14 | 2006-09-01 | Rep | Advising on securities | 2004-10-15 | 2006-09-01 |
| 4 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-11-26 | 2014-09-18 | Rep | Asset management | 2012-11-26 | 2014-09-18 | Rep | Advising on securities | 2016-01-25 | 2016-01-28 | Rep | Dealing in securities | 2016-01-25 | 2016-01-28 |
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