Yau, Winnie Shuk Man 丘淑雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMUNDI ASSET MANAGEMENT | Rep | Asset management | 2006-04-25 | 2006-08-31 | Rep | Advising on securities | 2006-04-26 | 2006-08-31 |
| 2 | Amundi Hong Kong Limited | Rep | Asset management | 2006-04-25 | 2006-08-31 | Rep | Dealing in securities | 2006-04-25 | 2006-08-31 | Rep | Advising on securities | 2006-04-26 | 2006-08-31 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-06-08 | 2004-07-30 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2005-06-30 | 2006-04-22 | Rep | Dealing in securities | 2005-06-30 | 2006-04-22 |
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