Ching, Yi Edmund
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2006-06-27 | 2007-07-13 | Rep | Dealing in futures contracts | 2006-07-17 | 2007-07-23 | Rep | Dealing in securities | 2006-07-17 | 2007-07-23 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2004-06-10 | 2006-05-19 | Rep | Dealing in securities | 2004-06-10 | 2006-05-19 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2006-04-20 | 2006-05-19 | Rep | Dealing in futures contracts | 2006-04-20 | 2006-05-19 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on securities | 2004-06-10 | 2006-04-12 | Rep | Dealing in securities | 2004-06-10 | 2006-04-12 |
| 5 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2012-11-12 | 2012-11-16 | Rep | Advising on securities | 2013-04-05 | 2013-04-09 | Rep | Advising on securities | 2013-07-22 | 2013-07-25 | Rep | Advising on securities | 2013-09-19 | 2013-09-25 | Rep | Advising on securities | 2013-10-15 | 2013-10-16 | Rep | Advising on securities | 2013-11-01 | 2013-11-01 | Rep | Advising on securities | 2014-02-25 | 2014-02-27 | Rep | Advising on securities | 2014-04-23 | 2014-04-25 | Rep | Advising on securities | 2014-05-26 | 2014-05-28 | Rep | Advising on securities | 2014-08-18 | 2014-08-20 | Rep | Advising on securities | 2014-09-15 | 2014-09-19 | Rep | Advising on securities | 2014-10-29 | 2014-10-31 | Rep | Advising on securities | 2014-11-10 | 2014-11-11 | Rep | Advising on securities | 2015-01-21 | 2015-01-23 | Rep | Advising on securities | 2015-03-16 | 2015-03-18 | Rep | Advising on securities | 2015-04-27 | 2015-04-29 | Rep | Advising on securities | 2015-06-08 | 2015-06-12 | Rep | Advising on securities | 2015-07-13 | 2015-07-15 | Rep | Advising on securities | 2015-10-20 | 2015-10-24 | Rep | Advising on securities | 2015-12-07 | 2015-12-10 | Rep | Advising on securities | 2016-01-26 | 2016-01-28 | Rep | Advising on securities | 2016-02-17 | 2016-02-19 | Rep | Advising on securities | 2016-04-11 | 2016-04-13 | Rep | Advising on securities | 2016-07-11 | 2016-07-12 | Rep | Advising on securities | 2016-09-26 | 2016-09-28 | Rep | Advising on securities | 2016-11-07 | 2016-11-09 | Rep | Advising on securities | 2017-02-15 | 2017-02-17 | Rep | Advising on securities | 2017-03-21 | 2017-03-25 | Rep | Advising on securities | 2017-07-19 | 2017-07-21 | Rep | Advising on securities | 2017-09-27 | 2017-09-30 | Rep | Advising on securities | 2017-12-04 | 2017-12-07 | Rep | Advising on securities | 2018-01-09 | 2018-01-11 | Rep | Advising on securities | 2018-02-12 | 2018-02-14 | Rep | Advising on securities | 2018-03-07 | 2018-03-08 | Rep | Advising on securities | 2018-05-07 | 2018-05-09 | Rep | Advising on securities | 2018-08-13 | 2018-08-16 | Rep | Advising on securities | 2018-10-02 | 2018-10-11 | Rep | Advising on securities | 2018-11-05 | 2018-11-09 | Rep | Advising on securities | 2019-02-11 | 2019-02-22 | Rep | Advising on securities | 2019-03-04 | 2019-03-07 | Rep | Advising on securities | 2019-03-28 | 2019-04-03 | Rep | Advising on securities | 2019-06-24 | 2019-06-26 | Rep | Advising on securities | 2019-10-14 | 2019-10-18 | Rep | Advising on securities | 2020-01-08 | 2020-01-10 | Rep | Advising on securities | 2020-12-08 | 2020-12-18 | Rep | Dealing in securities | 2020-12-08 | 2020-12-18 | RO | Advising on securities | 2020-12-18 | RO | Dealing in securities | 2020-12-18 |
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