Zhou, Zhi (SFC:AKU303) 周知
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-06-15 | 2005-10-14 | Rep | Dealing in securities | 2004-06-15 | 2005-10-14 | Rep | Advising on corporate finance | 2013-01-16 | 2015-01-06 | Rep | Dealing in securities | 2013-01-16 | 2015-01-06 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-06-15 | 2005-10-14 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2012-10-16 |
| 4 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-06-07 | 2021-02-03 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2017-06-07 | 2021-02-03 |
| 6 | Walden Partners Capital Limited | RO | Advising on securities | 2023-03-17 | RO | Asset management | 2023-03-17 | RO | Dealing in securities | 2023-03-17 |
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