Banus, Rodney Ramon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | RO | Dealing in futures contracts | 2005-01-12 | 2010-02-08 | RO | Dealing in securities | 2007-12-03 | 2008-06-02 |
| 2 | BARCLAYS CAPITAL FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2004-08-24 | 2005-01-31 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-01-19 | 2015-07-14 |
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