Yan, Cleo Sheung Ngar 甄尚雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2013-05-09 | 2014-07-17 | Rep | Dealing in securities | 2013-05-09 | 2014-07-17 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2004-08-19 | 2006-04-21 | Rep | Asset management | 2004-08-19 | 2006-04-21 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-08-19 | 2006-04-21 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-09-18 | |
| 5 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2006-07-28 | 2009-08-21 | Rep | Asset management | 2006-07-28 | 2009-08-21 |
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