Kwong, Tony Yu Chun 鄺逸聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-07-20 | 2006-02-28 |
| 2 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on securities | 2004-07-20 | 2006-02-28 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2006-03-10 | 2008-11-10 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-03-15 | 2008-11-10 |
| 5 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-15 | 2008-11-10 |
| 6 | Yorkville Advisors HK Limited | Rep | Advising on securities | 2009-03-18 | 2011-09-30 |
| 7 | Yorkville Advisors HK Limited | Rep | Dealing in securities | 2009-03-18 | 2011-09-30 |
| 8 | Yorkville Advisors HK Limited | Rep | Advising on corporate finance | 2010-08-27 | 2011-09-30 |
| 9 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2012-05-31 | 2013-05-21 |
| 10 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Dealing in securities | 2012-05-31 | 2013-05-21 |
| 11 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2013-05-21 | 2016-04-09 |
| 12 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2013-09-19 | 2016-04-09 |
| 13 | Protocol Asset Management (HK) Limited | Rep | Asset management | 2022-11-04 | 2022-12-09 |
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