Niizeki, Kenichi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARTS Capital Management Limited | RO | Asset management | 2007-12-20 | 2008-02-28 |
| 2 | Double Haven Capital (Hong Kong) Limited | RO | Asset management | 2007-02-16 | 2007-06-05 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-06-30 | 2006-10-06 | Rep | Dealing in securities | 2004-06-30 | 2006-10-06 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-06-30 | 2006-10-06 | Rep | Dealing in futures contracts | 2004-06-30 | 2006-10-06 |
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