Choy, Shing Yip 蔡承業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2009-05-11 | 2011-08-17 | Rep | Asset management | 2009-05-11 | 2011-08-17 | Rep | Dealing in securities | 2010-10-21 | 2011-08-17 |
| 2 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2005-06-08 | 2009-03-31 | Rep | Asset management | 2005-07-11 | 2009-03-31 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-07-08 | 2005-05-10 |
| 4 | TENGARD FUND MANAGEMENT LIMITED | Rep | Asset management | 2012-05-17 | 2021-10-01 | Rep | Dealing in securities | 2012-05-17 | 2021-10-01 |
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