Wong, Chi Tai 黃志泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Babel Asset Management (HK) Limited | Rep | Advising on securities | 2022-04-11 | 2022-06-02 | Rep | Asset management | 2022-04-11 | 2022-06-02 | RO | Advising on securities | 2022-06-02 | 2023-11-03 | RO | Asset management | 2022-06-02 | 2023-11-03 |
2 | Basel Capital Limited | RO | Advising on securities | 2020-03-16 | 2020-10-14 | RO | Asset management | 2020-03-16 | 2020-10-14 |
3 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-06-01 | 2007-11-29 | Rep | Dealing in securities | 2006-06-01 | 2007-11-29 |
4 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-07-09 | 2006-04-29 |
5 | Ever Fountain Asset Management Limited | Rep | Advising on securities | 2021-03-22 | 2021-04-30 | Rep | Asset management | 2021-03-22 | 2021-04-30 |
6 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Asset management | 2010-04-13 | 2010-10-02 |
7 | Leading Securities Company Limited | RO | Advising on securities | 2016-04-25 | 2017-02-13 | RO | Asset management | 2016-04-25 | 2017-02-13 |
8 | NATIXIS ASIA LIMITED | Rep | Dealing in securities | 2008-02-27 | 2008-12-12 | Rep | Dealing in futures contracts | 2008-10-10 | 2008-12-12 |
9 | OSCAR BENSON LIMITED (HK) | RO | Advising on securities | 2010-01-04 | 2010-03-18 |
10 | Renascence Capital Limited | RO | Advising on securities | 2021-05-13 | 2022-04-08 | RO | Asset management | 2021-05-13 | 2022-04-08 |
11 | Rui Asset Management Company Limited | RO | Advising on securities | 2018-04-17 | 2019-08-22 | RO | Asset management | 2018-04-17 | 2019-08-22 |
12 | SMART ASSET MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2012-03-02 | 2013-11-26 | RO | Asset management | 2012-03-02 | 2013-11-26 |
13 | Well Link Asset Management Limited | RO | Advising on securities | 2014-01-02 | 2016-04-24 | RO | Asset management | 2014-01-02 | 2016-04-24 |
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