Gourmelen, Arnaud
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-08 | 2010-09-01 | Rep | Dealing in futures contracts | 2010-02-02 | 2010-09-01 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-13 | 2010-09-01 | Rep | Dealing in futures contracts | 2008-10-13 | 2010-09-01 | Rep | Dealing in securities | 2008-10-13 | 2010-09-01 |
| 3 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-08 | 2010-02-19 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2019-07-25 | 2022-08-05 | Rep | Dealing in securities | 2019-07-25 | 2022-08-05 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-08-20 | 2008-09-29 | Rep | Dealing in futures contracts | 2008-08-20 | 2008-09-29 | Rep | Dealing in securities | 2008-08-20 | 2008-09-29 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-07-12 | 2008-05-21 | Rep | Advising on securities | 2004-07-12 | 2008-05-21 | Rep | Dealing in futures contracts | 2004-07-12 | 2008-05-21 | Rep | Dealing in securities | 2004-07-12 | 2008-05-21 |
| 7 | Evo Capital Management Asia Limited | Rep | Asset management | 2013-01-04 | 2017-06-21 | RO | Asset management | 2017-06-21 | 2019-07-01 |
| 8 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-11-03 | 2012-06-12 | Rep | Dealing in securities | 2011-11-03 | 2012-06-12 |
| 9 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-11-03 | 2012-06-12 |
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