Azzi, Daniel W
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-09-11 | 2007-08-28 | Rep | Dealing in securities | 2006-09-11 | 2007-08-28 | RO | Dealing in futures contracts | 2007-08-28 | 2008-05-31 | RO | Dealing in securities | 2007-08-28 | 2008-05-31 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-07-13 | 2006-08-11 | Rep | Dealing in futures contracts | 2006-06-20 | 2006-08-11 |
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