Chen, Claude
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMUNDI ASSET MANAGEMENT | RO | Advising on securities | 2004-09-23 | 2008-01-01 | RO | Asset management | 2004-09-23 | 2008-01-01 |
| 2 | Amundi Hong Kong Limited | RO | Advising on securities | 2004-09-23 | 2010-01-07 | RO | Asset management | 2004-09-23 | 2010-01-07 | RO | Dealing in securities | 2004-09-23 | 2010-01-07 |
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