Yuan, Nelson Chien
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CALF Investment Advisors Limited | Rep | Asset management | 2008-05-14 | 2008-12-01 | Rep | Dealing in securities | 2008-05-14 | 2008-12-01 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-08-20 | 2007-09-12 | Rep | Dealing in securities | 2004-08-20 | 2007-09-12 |
| 3 | PIMCO Asia Limited | Rep | Advising on securities | 2018-01-12 | 2021-06-01 | Rep | Asset management | 2018-01-12 | 2021-06-01 | Rep | Dealing in securities | 2018-01-12 | 2021-06-01 |
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