Tsai, Chien-Kuo 蔡建國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2009-09-08 | 2011-04-27 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2004-07-30 | 2006-08-25 |
3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2006-09-25 | 2009-02-13 | Rep | Dealing in securities | 2006-09-25 | 2009-02-13 |
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