Zhang, Fan (SFC:ALA702) 張帆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-05-17 | 2017-11-02 | Rep | Dealing in securities | 2016-05-17 | 2017-11-02 | RO | Advising on corporate finance | 2017-11-02 | 2018-08-29 | RO | Dealing in securities | 2017-11-02 | 2018-08-29 |
| 2 | ABCI Securities Company Limited | Rep | Dealing in securities | 2016-05-17 | 2017-11-02 | RO | Dealing in securities | 2017-11-02 | 2018-08-29 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-07-30 | 2005-02-25 | Rep | Dealing in securities | 2004-07-30 | 2011-04-15 | Rep | Advising on corporate finance | 2009-04-09 | 2010-09-07 | Rep | Advising on securities | 2009-04-09 | 2010-09-07 | Rep | Automated trading services | 2010-09-14 | 2011-04-15 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-09-19 | 2019-01-21 | Rep | Advising on securities | 2018-09-19 | 2019-01-21 | Rep | Dealing in securities | 2018-09-19 | 2019-01-21 | RO | Advising on corporate finance | 2019-01-21 | RO | Advising on securities | 2019-01-21 | RO | Dealing in securities | 2019-01-21 |
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