Wat, Yau Tat 屈攸達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DGA Capital Asset Management Limited | RO | Advising on securities | 2023-01-17 | RO | Asset management | 2023-01-17 |
| 2 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-04 | 2004-08-27 |
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