Li, Kwun Kit 李觀傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-03-11 | 2005-11-21 |
2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-05-23 | 2005-11-21 |
3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-11-30 | 2005-03-01 |
4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-04 | 2004-11-30 |
5 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-06-13 | 2007-06-30 |
6 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2005-12-13 | 2007-06-30 |
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