Lai, Koon Ho 黎冠豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-08-15 | 2009-11-23 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-08-15 | 2009-11-23 |
| 3 | CMSC PARTNERS LIMITED | RO | Advising on securities | 2022-08-10 | RO | Asset management | 2022-08-10 |
| 4 | CNCB (Hong Kong) Capital Limited | Rep | Asset management | 2015-01-12 | 2015-03-05 | RO | Asset management | 2015-03-05 | 2015-07-27 |
| 5 | DA INTERNATIONAL FINANCIAL SERVICE LIMITED | RO | Dealing in futures contracts | 2011-09-02 | 2012-01-05 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-01-18 | 2006-12-19 |
| 7 | Fortune Asset Management Limited | Rep | Asset management | 2015-08-06 | 2015-09-01 | RO | Asset management | 2015-09-01 | 2015-12-22 |
| 8 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2005-01-14 | 2005-12-10 |
| 9 | Guo Tong Capital Management Company Limited | Rep | Advising on securities | 2018-04-27 | 2018-05-18 | Rep | Asset management | 2018-04-27 | 2018-05-18 | RO | Advising on securities | 2018-05-18 | 2018-11-12 | RO | Asset management | 2018-05-18 | 2018-11-12 |
| 10 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2009-12-01 | 2010-09-01 | Rep | Dealing in securities | 2009-12-01 | 2010-09-01 |
| 11 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-13 | 2010-09-01 |
| 12 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-13 | 2010-09-01 |
| 13 | Holly International Financial Holdings Limited | RO | Dealing in securities | 2017-01-10 | 2017-07-04 |
| 14 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2010-11-17 | 2011-02-18 | Rep | Dealing in securities | 2010-11-17 | 2011-08-27 | RO | Dealing in futures contracts | 2011-02-18 | 2011-08-27 |
| 15 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2004-09-16 | 2004-12-22 |
| 16 | Maplefield Capital Limited | RO | Advising on securities | 2018-02-27 | 2018-03-20 | RO | Asset management | 2018-02-27 | 2018-03-20 |
| 17 | MFG Limited (HK) | Rep | Dealing in futures contracts | 2010-09-07 | 2010-11-09 | Rep | Dealing in securities | 2010-09-07 | 2010-11-09 |
| 18 | Sky Wealth Asset Management Company Limited | Rep | Advising on securities | 2020-06-30 | 2020-07-15 | Rep | Asset management | 2020-06-30 | 2020-07-15 | RO | Advising on securities | 2020-07-15 | 2021-04-30 | RO | Asset management | 2020-07-15 | 2021-04-30 |
| 19 | TFI Securities and Futures Limited | RO | Dealing in futures contracts | 2013-05-14 | 2014-12-15 | RO | Dealing in securities | 2013-05-14 | 2014-12-15 |
| 20 | Xen Capital (HK) Limited | RO | Advising on securities | 2021-06-03 | 2022-08-08 | RO | Asset management | 2021-06-03 | 2022-08-08 |
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