Clarke, Daniel Patrick

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Dealing in securities 2004-08-02 2004-09-02
Rep Dealing in securities 2005-02-14 2005-05-18
Rep Dealing in securities 2007-08-13 2008-08-14
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2004-08-02 2004-09-02
Rep Dealing in futures contracts 2005-02-14 2005-05-18
Rep Dealing in securities 2005-02-14 2005-05-18
Rep Dealing in securities 2007-08-13 2008-08-14
Rep Dealing in futures contracts 2007-09-10 2008-08-14
3 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2005-06-21 2007-03-16
4 Credit Suisse Securities (Hong Kong) Limited Rep Dealing in securities 2005-08-18 2007-03-16
5 Yuanta Securities (Hong Kong) Company Limited Rep Dealing in securities 2008-12-05 2009-10-20

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