Lee, Dokyoung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2004-08-05 | 2004-08-06 | Rep | Advising on securities | 2005-01-27 | 2005-01-29 | Rep | Advising on securities | 2005-04-14 | 2005-04-15 | Rep | Advising on securities | 2005-05-17 | 2005-05-19 | Rep | Advising on securities | 2005-07-11 | 2005-07-13 | Rep | Advising on securities | 2005-07-28 | 2005-07-29 | Rep | Advising on securities | 2005-08-16 | 2005-08-17 | Rep | Advising on securities | 2005-09-08 | 2005-09-10 | Rep | Advising on securities | 2005-10-26 | 2005-10-27 | Rep | Advising on securities | 2005-11-14 | 2005-11-18 | Rep | Advising on securities | 2006-01-18 | 2006-01-20 | Rep | Advising on securities | 2006-03-28 | 2006-03-29 | Rep | Advising on securities | 2006-04-11 | 2006-04-13 | Rep | Advising on securities | 2006-04-28 | 2006-04-29 | Rep | Advising on securities | 2006-05-18 | 2006-05-19 | Rep | Advising on futures contracts | 2006-07-25 | 2009-10-12 | Rep | Advising on securities | 2006-07-25 | 2009-10-12 | Rep | Asset management | 2006-07-25 | 2009-10-12 | Rep | Dealing in securities | 2006-07-25 | 2009-10-12 |
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