Ha, Po Kwan 夏寶均

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Dealing in securities 2004-08-04 2008-08-01
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2004-08-04 2008-08-01
Rep Dealing in futures contracts 2006-08-17 2008-08-01
3 ONE Asset Management (HK) Company Limited RO Advising on securities 2018-02-22 2019-02-25
RO Asset management 2018-02-22 2019-02-25
4 Primas Asset Management Limited Rep Asset management 2019-03-06 2021-06-30

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