Fan, Shaoli 范少立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-08-06 | 2007-04-17 | Rep | Dealing in securities | 2004-08-06 | 2007-04-17 | Rep | Advising on securities | 2005-03-11 | 2007-04-17 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2023-06-29 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-06-06 | 2008-11-21 | Rep | Dealing in securities | 2007-06-06 | 2008-11-21 |
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