Kwok, Tun Wai 郭敦威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-12-07 | 2010-05-07 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2009-10-28 | 2010-05-07 | Rep | Dealing in securities | 2009-10-28 | 2010-05-07 |
| 3 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2004-08-10 | 2006-03-24 | Rep | Dealing in securities | 2004-08-10 | 2006-03-24 |
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