Li, Zongyi (SFC:ALB938) 李宗沂

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CMB WING LUNG ASSET MANAGEMENT LIMITED RO Asset management 2012-02-22 2015-08-20
2 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in securities 2004-08-12 2007-08-29
3 EAM Investment Advisors Limited RO Asset management 2009-11-16 2010-04-28
4 Hang Tang International Capital Management Limited RO Advising on securities 2016-05-23
RO Asset management 2016-05-23
RO Dealing in securities 2016-05-23
5 Pinpoint Investment Advisor Limited RO Asset management 2007-11-29 2009-02-06

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