Wu, Cecilia Ngai See 胡毅詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2005-07-11 | 2007-07-20 | Rep | Asset management | 2005-07-11 | 2007-07-20 | Rep | Dealing in securities | 2005-07-11 | 2007-07-20 |
| 2 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2007-12-11 | 2011-05-18 | Rep | Asset management | 2007-12-11 | 2011-05-18 |
| 3 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2007-12-11 | 2011-05-18 |
| 4 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2004-09-28 | 2005-07-01 | Rep | Asset management | 2005-03-01 | 2005-07-01 |
| 5 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2004-09-28 | 2005-07-01 | Rep | Dealing in securities | 2004-09-28 | 2005-07-01 | Rep | Asset management | 2005-03-01 | 2005-07-01 |
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