Yau, Sai Hung 邱世鴻

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2004-11-02 2006-04-27
2 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2004-11-02 2006-04-27
Rep Leveraged foreign exchange trading 2005-01-17 2006-04-27
3 SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep Dealing in futures contracts 2004-08-18 2004-10-18

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