Zhai, Philip Pu 翟普
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ascendent Capital Partners (Asia) Limited | RO | Advising on securities | 2023-01-10 | RO | Dealing in securities | 2023-01-10 |
| 2 | China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2015-07-02 | 2015-07-10 | Rep | Asset management | 2015-07-02 | 2015-07-10 | RO | Advising on securities | 2015-07-10 | 2018-09-30 | RO | Asset management | 2015-07-10 | 2018-09-30 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-18 | 2015-03-31 | Rep | Advising on securities | 2012-01-18 | 2015-03-31 | Rep | Dealing in securities | 2012-01-18 | 2015-03-31 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-06-26 | 2009-07-27 | Rep | Dealing in securities | 2007-06-26 | 2009-07-27 |
| 5 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-06-26 | 2009-07-27 |
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