Chan, Wai (SFC:ALD510) 陳偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-03-07 | 2006-03-16 |
| 2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-07-15 | 2006-03-16 |
| 3 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Leveraged foreign exchange trading | 2006-04-12 | 2006-09-13 | Rep | Advising on securities | 2006-05-22 | 2006-09-13 | Rep | Dealing in securities | 2006-05-22 | 2006-09-13 |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-26 | 2005-02-22 |
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