Yao, Lyu 姚律
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2017-06-06 | 2022-08-12 | Rep | Dealing in futures contracts | 2017-06-06 | 2022-08-12 | RO | Advising on futures contracts | 2022-08-12 | RO | Dealing in futures contracts | 2022-08-12 |
| 2 | XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-04-29 | 2021-09-14 | Rep | Asset management | 2019-04-29 | 2021-09-14 | RO | Advising on securities | 2021-09-14 | RO | Asset management | 2021-09-14 |
| 3 | XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-11-16 | 2022-05-23 |
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