Guha, Krishna Jyoti
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2004-09-06 | 2007-07-19 | Rep | Dealing in securities | 2006-04-11 | 2007-07-19 | Rep | Dealing in securities | 2008-05-26 | 2008-08-08 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-04-11 | 2007-07-19 | Rep | Dealing in futures contracts | 2008-05-26 | 2008-08-08 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2008-09-26 | 2010-05-25 |
| 4 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2014-06-09 | 2022-11-13 |
| 5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-08-22 | 2007-09-04 | Rep | Dealing in securities | 2007-08-22 | 2007-09-04 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-08-22 | 2007-09-04 | Rep | Dealing in futures contracts | 2007-08-22 | 2007-09-04 |
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