Hui, Karen Wai Yee 許慧怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FPCG (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-07-12 | 2013-07-19 |
| 2 | Guggenheim Securities (Hong Kong) Limited | Rep | Dealing in securities | 2009-07-14 | 2010-09-17 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-09-10 | 2006-11-15 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-09-10 | 2006-11-15 |
| 5 | Penjing Asset Management (HK) Limited | Rep | Dealing in securities | 2014-01-21 | 2015-11-16 |
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