Chan, Lee On (SFC:ALF601) 陳理安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-11-02 | 2006-05-23 |
| 2 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2008-01-08 | 2008-11-19 | Rep | Dealing in securities | 2008-01-08 | 2008-11-19 |
| 3 | Vontobel Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2014-07-02 | 2016-06-01 | Rep | Dealing in securities | 2014-07-02 | 2016-06-01 |
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